2015 Privacy Statement
We collect nonpublic personal information about you from the following sources:
- Information we receive from you on applications or on other forms; correspondence or conversations, such as your name, address, social security number, assets, income and date of birth.
- Information about your transactions with us, our affiliates or others, such as your account numbers and balances, transaction history, parties to transactions, cost basis information and other financial information
We do not disclose any nonpublic information about our current or former consumers or customers to nonaffiliated third parties, except as permitted by law. For example, we disclose information we collect, as described above, to National Financial Services, LLC (our clearing broker) in connection with its services in maintaining accounts and clearing transactions, and to our affiliated companies, Keeley Asset Management Corp., and Keeley Funds, Inc. and their service providers. We restrict access to your nonpublic information to those persons who require such information to provide products or services to you. We maintain physical, electronic and procedural safeguards that comply with federal standards to guard your nonpublic personal information.
| Securities Clearing National Financial Services LLC Boston, MA |
Banks Fifth Third Bank Harris Bank Marquette National Bank Chicago, IL |
| Auditors McGladrey & Pullen, L.L.P. Chicago, IL |
